Corresponding author: Alexandre Sidorenko ( sidorenko.alexandre@gmail.com ) © 2019 Alexandre Sidorenko.
This is an open access article distributed under the terms of the Creative Commons Attribution License (CC BY 4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Citation:
Sidorenko A (2019) Demographic transition and “demographic security” in post-Soviet countries. Population and Economics 3(3): 1-22. https://doi.org/10.3897/popecon.3.e47236
|
The review-and-analytical article deals with the interrelation between demographic transition and national security. The focus is on the countries of the former Soviet Union. It proves that along with two traditional approaches of population policy, i.e. prevention and overcoming of negative consequences of demographic transition, measures of adjustment to demographic change are acquiring increasing importance.
demographic transition, demographic security, post-Soviet countries
The concept of “demographic security” is considered, including in Russian academic literature, as one of the components of national security (
The areas of national security most affected by demographic factors include the state military forces, as well as the labour market. Through the labour market, the influence of demographic factors on other areas of state structures and functions dependent on the collection of taxes and, consequently, the size of the budget, is mediated: social security and social protection; health and social services.
The concept of demographic security is commonly associated with demographic processes that cause changes in the size and demographic structure of the population, including its geographical distribution, as well as age, ethnic, and religious composition (
The main demographic factors associated with the emergence of political instability and conflicts, including armed conflicts, may include the following (
1. An increasing proportion of young adults (15-29 years) among the working age population, i.e. the so-called “youth bulge”. In countries with a youth bulge, civil conflict is on average 2.5 times more likely than in other countries; at least this tendency was observed in the 1990s (
2. Rapid urbanization, accompanied by a concentration of young adults and often unemployed people in urban areas. The “youth bulge” in developing countries is formed mainly in urban settings (
3. Shift in the sex structure of the population towards the predominance of males. This threat hardly applies to post-Soviet countries: with the exception of Tajikistan, women outnumber men in all post-Soviet countries. The predominance of women in the population structure increases with the age of cohorts, whereas the largest gap in life expectancy at birth between women and men is observed in Eastern Europe and Central Asia: in 2017, it remained at 9.1 years, despite the ongoing decrease of the gap over the past 15 years (
4. Differences in the rate of growth of the population belonging to different ethnic and religious groups; the differences in growth rates are likely to be observed between different language groups.
5. High mortality among the adult population of working age. This factor is present in a number of developing countries, as well as in almost all post-Soviet countries. In developing, or low-income countries, high mortality among young people is linked to epidemics of communicable diseases, including the HIV/AIDS epidemic. In post-Soviet countries, the high mortality rate of young males is related to other causes, primarily non-communicable diseases and injuries. The largest number of lost years of life in the post-Soviet countries of Eastern Europe (Belarus, Estonia, Latvia, Lithuania, Moldova, Russia, and Ukraine) in 2015 was due to ischemic heart disease, strokes, self-injuries, lung cancer and road injuries (
6. Migration, which can affect the security of both the sending and receiving countries (
7. Ageing of the population and its decline (depopulation). However, older countries are not characterized by increased levels of economic or political instability. This remark also applies to those post-Soviet countries where the population ageing is obvious and the threat of depopulation exists, for example, Belarus and Russia. At the same time, a number of post-Soviet countries, which are demographically “older” (Armenia, Georgia, Moldova and Ukraine), periodically experience civil and even military conflicts, but their emergence is related to political, including external political factors, and economic factors rather than to demographic change. Nevertheless, population ageing is often seen as a demographic process that poses a threat primarily to the development of society and its economic security (
Analysis of the above factors may be the basis for diagnostics and monitoring of “demographic security”. For the purposes of such analysis it is suggested to use panels of relevant indicators (
However, demographic processes and emerging changes themselves are not direct threats to national security, and their role in the emergence and maintenance of crises and conflicts is carried out through interaction with other factors, primarily political as well as social and economic (
Without presenting a direct threat to national security, demographic processes, however, can serve as sources of such threats (
Most, if not all, demographic processes that can form security threats and become a trigger or supporting mechanism for civil and military conflict are induced by ”demographic transition” (
The demographic transition is ubiquitous and apparently irreversible, however, it occurs asynchronously in different regions of the world. For example, higher-income countries, or more developed countries, are in the later stages of demographic transition: the proportion of the older population in them is high and continues to grow, including on the account of increasing the life expectancy of older people; the transition in these countries has been relatively slow. Lower income countries, or less-developed countries, are demographically “young”, they have embarked on a demographic transition relatively recently, but it is occurring much faster than in demographically “older” countries (
In the early stages of the demographic transition, which begins with the reduction of mortality and the persistence of high fertility, a significant increase in the population size, first of all, in children and young adults, can lead to a “youth bulge” (see above). This phenomenon, coupled with the concentration of marginalized youth in urban areas and, above all, the absence or inadequacy of social and economic policies, can contribute to threats for national security.
However, a significant increase in the absolute and relative numbers of young adults underlies another phenomenon — the first demographic dividend (
Governments often try to “deflate” the “youth bulge” through palliative measures such as encouraging emigration while facilitating the inflow of migrant remittances or conscripting young people into the army and the police force (
In countries in the later stages of demographic transition, the principle demographic phenomenon is population ageing stipulated by the continued decline in fertility and mortality and increased life expectancy at almost all ages, including later ages (
Population ageing and depopulation, if not compensated as in some Western European countries by the influx of young migrants, brings about a demographic deficit (
Obviously, with the rapid demographic ageing, the first demographic dividend, resulting from the young population structure, ceases to work. Attempts to reverse the demographic transition, including by stimulating fertility, are not productive because the preconditions for a certain level of fertility are rooted in the previous demographic processes, which determine the number of women of childbearing age (
A number of authors have substantiated the existence of a second demographic dividend inherent in society in the lateр stages of demographic transition, when the low fertility is accompanied by a significant increase in life expectancy, including healthy life expectancy, at almost all ages (
The potential of the second dividend is enhanced by policy measures aimed at reconciling the family and work responsibilities of women and men and bringing women into the labour market. Such measures include parental leave for both parents, flexible employment opportunities for men and women, affordable care for children, family members with disabilities and older relatives in need of care (
The measures listed above have the following main objective: increase and improve human capital, which is the main condition for realization of the second demographic dividend in society at any stage of demographic transition, including in an ageing society (
Another economic factor associated with the second demographic dividend can help to adapt to the ageing of society — the expansion of production and consumption markets through additional products and services for a growing population of older persons, i.e. the “silver economy” (
Specific approaches to harnessing the potential of the second demographic dividend can be drawn from major international instruments in the field of ageing, such as the Madrid International Plan of Action on Ageing (MIPAA) (
The concept and strategy of active ageing was formulated in 2002 by the World Health Organization (WHO) as a contribution to the preparations for the Second World Assembly on Ageing (
Thus, at different stages of the demographic transition, both negative and positive effects of demographic change are emerging. This balance of challenges and opportunities creates the preconditions for action to prevent or eliminate undesirable consequences, including those that threaten national security. At the same time, public policies should focus not only and, perhaps, not so much on fighting and overcoming problems, but rather on identifying and taking advantage of the opportunities of demographic transition. MIPAA points to the need to “guide policy formulation (on ageing) and implementation towards the specific goal of successful adjustment to an ageing world” (MIPAA, § 14).
Demographic dividends can generate between 1.5 and 2.3% of annual economic growth, with the second dividend potentially exceeding the first in both size and duration (
Definitely the health of the nation is the most important prerequisite not only for social and economic development and the growth of human capital, but also for national security. Effective family policies are designed to help regulate fertility and replacement of generations, as well as to preserve the balance between family responsibilities and professional interests and career growth of the parents. In the economic area, there is a need for increased employment, openness to investment and trade. At the same time, the relevant reforms should be carried out gradually and in a manner that protects those who may lose in the transition processes. Effective public administration should strengthen the rule of law, improve the effectiveness of public operations, reduce corruption and secure execution of contracts and obligations, both domestic and international (
Crisis situations and civil conflicts are more likely to occur in countries in the early stages of demographic transition, with high fertility rates and gradually declining mortality. If the growth of the young population is not accompanied by an increase in employment in various sectors of the national economy or by the out-migration of migrant workers, the “surplus” of the unemployed and marginalized youth can create a predisposition to civil and military conflicts. This phenomenon is seen as a major demographic factor that poses a potential threat to national security. According to some authors, the likelihood of such a threat increases if the “youth bulge” is formed “asymmetrically” in population groups with different ethnic, religious or other characteristics (
To date, no country in the late stages of the demographic transition has experienced political or economic instability in any way associated with demographic change. Conflict seems to diminish as fertility declines and the country moves towards demographic transition. While the links between the demographic transition and the democratic transition from authoritarianism to democracy are ambiguous, it appears that at later stages of the demographic transition the likelihood of the emergence of civil conflicts declines. At the same time, “incomplete democracies”, where civil liberties are mixed with authoritarian restrictions, are more prone to state crises than “full” democracies or authoritarian regimes (
Another “deterrent” may be the extent to which a country participates in international trade. The likely basis for this factor appears to be income from international trade, which discourages national elites from engaging in conflicts at the national and international levels (
Different demographic factors may contribute to threats to national security in countries at different stages of demographic transition. In demographically “young” countries these are primarily unregulated population growth, while in demographically “old” countries these are ageing and depopulation. Such differences can be traced on the example of post-Soviet countries. Of the 15 former Soviet republics, 12 are included in the below analysis; the situation in the EU Baltic countries, namely Latvia, Lithuania and Estonia, is not addressed.
The demographic situation in post-Soviet countries is characterized by a number of common features yet it significantly differs in countries belonging to this category (
Table
Some characteristics of post-Soviet countries.
Country | Median age, years | Geographic subregion | Level of development of the country (UN) | Income level in the country (World Bank) |
Azerbaijan | 30.3 | Western Asia | LD | UM |
Kazakhstan | 29.4 | Central Asia | LD | UM |
Kyrgyzstan | 25.1 | LD | LM | |
Tajikistan | 22 | LD | L | |
Turkmenistan | 25.6 | LD | UM | |
Uzbekistan | 26.2 | LD | LM | |
Armenia | 33.8 | Western Asia | LD | UM |
Belarus | 39.5 | Eastern Europe | MD | UM |
Georgia | 37.7 | Western Asia | LD | LM |
Moldova | 35.6 | Eastern Europe | MD | LM |
Russia | 38.6 | MD | UM | |
Ukraine | 40 | MD | LM | |
Brunei Darussalam | 29.9 | South-East Asia | MD | H |
East Timor | 19.6 | TLD | LM | |
Vietnam | 30.5 | LD | LM | |
Indonesia | 28.5 | LD | LM | |
Cambodia | 24 | TLD | LM | |
Laos | 22.8 | TLD | LM | |
Malaysia | 28.2 | LD | UM | |
Myanmar | 27.5 | TLD | LM | |
Singapore | 39.7 | MD | UM | |
Thailand | 37.9 | LD | UM | |
Philippines | 24.1 | |||
Austria | 43.2 | Western Europe | MD | H |
Belgium | 41.3 | |||
Germany | 45.9 | |||
Luxembourg | 39.3 | |||
Netherlands | 42.1 | |||
France | 41.2 | |||
Switzerland | 42.2 |
The demographic differences between the two groups of post-Soviet countries in terms of fertility (Fig.
Total fertility rate (number of births per woman): a) countries in the earlier stages of demographic transition; b) countries in the later stages of demographic transition. Source: United Nations, Department of Economic and Social Affairs, Population Division (2019).
Median age of the population: a) countries in the earlier stages of demographic transition; b) countries in the later stages of demographic transition. Source: see Figure
Adult mortality rates between age 15 and 60 years (deaths under age 60 years per 1,000 persons alive at the age of 15), 1950-2025 : a) countries in the earlier stages of demographic transition; b) countries in the later stages of demographic transition. Source: see Figure
Mortality rates of adult male population between age 15 to 60 years (deaths under 60 years per 1,000 persons alive at the age of 15 years), 1950-2025: a) countries in the earlier stages of demographic transition; b) countries in the later stages of demographic transition. Source: see Figure
Differences between post-Soviet countries are also evident in the net migration rates, which characterizes the scale and “direction” (immigration/emigration) of migration processes (Fig.
Net migration rates (per 1,000 population): a) countries in the earlier stages of demographic transition; b) countries in the later stages of demographic transition. Source: see Figure
Fertility, mortality and migration determine the dynamics of population change. This dynamics is also different in two groups of post-Soviet countries (Fig.
Average annual rate of population change (%): a) countries in the earlier stages of demographic transition; b) countries in the later stages of demographic transition. Source: see Figure
A brief review of the differences and similarities of a number of demographic characteristics of the two groups of post-Soviet countries shows significant changes in the demographic landscape in these countries. In the ESDT countries, these changes are taking place according to the scenario of developing countries with continued population growth and relatively slow ageing. In LSDT countries, the demographic processes are largely opposite: a distinct ageing of the population and its decline. The processes of different direction and intensity determine the age structure of the population: in ESDT countries, the “young” age structure of the population is close to that of the developing countries of South-East Asia and other developing regions, and in LSDT countries - to that of the developed countries of Western Europe (Fig.
In the “young” population structure of the ESDT-countries, the relative number of young people among the population of “working” or “productive” age (20-64 years) increases along with a slight increase in the older population (65+), while in the LSDT countries the gradual decline in the population of “working age” is accompanied by a significant increase in the size of population of older ages. Differences in the age structure of the population between the two groups of post-Soviet countries are clearly shown by one of the indicators of economic demography — the potential support ratio. The values of this ratio are 2-4 times higher in ESDT countries than those of the LSDT countries (Fig.
This section of the article deals with the approaches of the EU and post-Soviet countries to addressing the issues related to the demographic transition and national security. The main attention is paid to the review of the relevant state policy documents.
Features of the demographic transition in post-Soviet countries are reflected in demographic and political terminology used by the expert community of these countries. For example, in Russian-language literature the term “active longevity” is used instead of the term “active ageing”, which was used by WHO in the title and text of the framework strategy for active ageing (
Semantic peculiarities also exist in the area that can be attributed to the “demographic security” discussed in this article. Definitions such as “demographic crisis”, “demographic pit”, “demographic collapse”, “demographic catastrophe”, “destruction of statehood” and other are very common in the Russian-language academic literature and the mass media in describing the demographic situation in the post-Soviet countries.
In the EU countries, the terms “demographic security” and “demographic threats” are practically not used; their equivalents, but not synonyms, are such terms as “demographic changes”, “ demographic impacts”, “demographic consequences”, “demographic challenges” and, less often, “demographic problems”. Among the demographic challenges in the EU countries are the low (below replacement) fertility, ageing and immigration (
“Positive” terminology in the EU countries is not just a tribute to political correctness, it reflects the attitude of society to recognized challenges and the main orientation of policy measures. The European population policy is comprised of measures aimed at mitigating and, if possible, eliminating problems by adapting the size and age structure of the population to the rights, needs and aspirations of people (
Many European governments are not satisfied with the demographic processes in their countries, and the further to the East, the grater the dissatisfaction (
Discrepancies in the demographic situation in the two groups of post-Soviet countries imply differences in the resulting problems and corresponding solutions. Experts assess the demographic situation in a number of ESDT-countries, such as Azerbaijan, Kyrgyzstan and Uzbekistan, as relatively calm, without signs of crisis, though noting a number of problems, for example, youth unemployment and the spontaneous, unregulated nature of internal population movements (
Another demographic situation and its assessments dominate processes in the LSDT countries. Almost all countries in this group have experienced accelerated ageing and depopulation or these are expected to occur in the near future. Experts and the political leadership of the LSDT countries consider these phenomena as threats to demographic security.
Belarus was the first post-Soviet country to use the term “demographic security” in its legislative documents; later similar terminology was introduced in the documents of the policies of Moldova and Georgia.
On 04.02.2002, the Parliament of Belarus adopted the Law No. 80-Z “On Demographic Security of the Republic of Belarus”, which established “the legal and organizational basis for ensuring the demographic security of the country” (
Belarus was followed by Moldova. In 2011, the Government of the Republic of Moldova approved the “National Strategic Programme in the Field of Demographic Security of the
Georgia joined Belarus and Moldova in 2016. The Parliament of Georgia approved the Concept of Demographic Security of Georgia, which includes four priority areas: 1) fertility, sexual and reproductive health; 2) morbidity and mortality; 3) migration; 4) structure and ageing of the population. For each priority area, the Concept proposes lists of relevant priority actions (
Population concerns are also evident in two other LSDT countries – Russia and Ukraine. This concern is justified and detailed in many scientific publications, some of which have already been cited in this article. However, in both countries, public policies on demographic security are not in the form of separate legislative or governmental documents, but this does not mean that demographic security has no place in public policy.
The National Security Strategy of the Russian Federation, approved in 2015 (
In the Law “On Fundamentals of National Security of Ukraine” (
The population policy of any state attempts to influence the three main mechanisms of demographic transition: fertility, mortality and migration. In other words, population policies are aimed at changing the two key parameters: population size and age structure. Most often, these policies claim to overcome or prevent the negative effects of demographic changes, such as depopulation, and less often to adapt and use the emerging opportunities. Adaptation to an irreversibly changing demographic situation requires adjustment of social institutions to it and rethinking many approaches of state policy (
As discussed above, demographic processes themselves are neutral and do not pose a direct threat to national security, and the relevant demographic indicators only reflect (as indicators) the changes in the size and structure of the population. The conclusion about the positive or negative, threatening nature of the changes taking place in society should be based on the analysis of social and economic processes associated with demographic changes. It is socio-economic phenomena such as poverty, extinction of villages, economic decline of regions, etc., and not the levels of fertility, mortality or the migration rate that can become a trigger and supporting mechanisms of political, civil and military crises and conflicts.
The “policy of demographic transition” strives to prevent and overcome the negative effects of demographic changes and to adapt to changes that have already occurred and are often irreversible (
Another important aspect of population policy may be to replace the quantitative approach with a predominantly qualitative approach. The aim of such an approach is not to “stabilize populations” (in fact, prevent overpopulation or depopulation), but to create “high quality”, “balanced” human capital (
The need for a qualitative, rather than purely quantitative approach to solving issues related to the demographic situation is also recognized in post-Soviet countries, for example in Russia (
Attempts to reverse the demographic transition, including by stimulating fertility, are now considered to be futile. Sustainable development of the state and its security are determined not by attempts to restore the lost status quo, but mainly by successful efforts to adapt to internal and external changes, including demographic changes.
Alexandre Sidorenko, Senior Advisor at the European Centre for Social Welfare Policy and Research. E-mail: sidorenko.alexandre@gmail.com